We attended the EIS Association Awards at the House of Lords and were delighted that Adempi won the Highly Commended position for Best Legal or Regulatory Adviser to the EIS/SEIS industry.
Adempi provides compliance support to much of the venture capital market, including EIS and SEIS managers, advisers and custodians.
In addition to our client work we provide support to trade organisations and policy makers in the sector to help FCA and related regulation work for this part of the financial services market.
The awards looked at the entrants' contributions to the EIS and SEIS sector, reviewing lobbying efforts and case studies of client work that took place across the 2023/ 2024 tax year.
Our client projects in the S/EIS sector over this period included:
Delivering bespoke training on product governance, client money, and risk management.
Creating a venture capital-specific eLearning library
Reviewing EIS product documentation ahead of launch
Advising on how to structure an S/EIS coinvestor circle
Helping new entrants secure FCA authorisation and appointed representative status
Reviewing financial crime risks
Creating a venture capital-specific eLearning library
Huge thanks to Apex Group for sponsoring the award to the EIS Association for hosting what was a fantastic event.
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