FCA-regulated Firms can no longer afford to take a passive approach to staff's Knowledge & Competence (K&C) and Fitness & Propriety (F&P).
Ensuring your team meets and maintains the FCA’s strict fit and proper standards is essential — not just for compliance, but for reducing risk exposure, upholding professional integrity, and strengthening investor confidence.
Regulatory scrutiny is intensifying, and firms can no longer afford to treat K&C and F&P as tick-box exercises. Firms must actively integrate competency assessments, structured training, and ongoing monitoring into their governance frameworks to stay ahead of FCA expectations.:
Join us on 30 April at 11am for a Q&A style webinar where we will explore the challenges and options.
Two of Adempi's partners, Nadine Waya and Dena Chadderton, will be joined by Jonathan Greenstein from Lagom Consulting to answer your questions and cover key themes such as:
Best practices for assessing and enhancing staff competence
Common FCA compliance pitfalls and how to avoid them
Practical steps to maintain an audit-ready Fitness & Propriety framework
This webinar is aimed at those responsible for Learning and development within firms and Compliance teams.
Date: 30 April
Time: 11am
Comments