FCA publishes its 5 year strategy
We explore some key changes that lie ahead following the publication of the FCA's 2025-2030 strategy.
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Private Market Valuations In The Spotlight
The FCA has published the results of its Private Markets Valuation Review and there is a lot for affected firms to action.
Polluter pays: What the latest thinking means for firms
The FCA's new guidance states that ‘polluters’ need to meet, not avoid, the redress liabilities owed to consumers when things go wrong.
6 Key Changes To The FCA's Financial Crime Guide: Part 2
The updates made to the Financial Crime Guide reflect the latest thinking from the FCA. Here are 6 key changes that may impact your firm.
6 Key Changes To The FCA's Financial Crime Guide: Part 1
The updates made to the Financial Crime Guide reflect the latest thinking from the FCA. Here are 6 key changes that may impact your firm.
FCA authorisations are moving more quickly
The latest statistics, and our recent experiences, demonstrate that the FCA authorisation process is faster than it has been in years.
FCA consults on proposed changes to the safeguarding regime for payments and e-money firms
The FCA has recently published a consultation paper (CP24/20) regarding proposed changes to the safeguarding rules for payments firms...
The Big Picture On Fraud Prevention
The Financial Conduct Authority (FCA) plays a key role in preventing fraud. In a recent speech they revealed their thoughts on that role.
FCA offers firms 4 months' extension to implement sustainability naming rules
T he Financial Conduct Authority has granted firms a temporary extension to implement the ‘naming and marketing’ sustainability rules as...
Still more to do monitoring Appointed Representatives
FCA publishes findings of recent review regarding enhanced Appointed Representative rules
Listings rules update
FCA makes further changes to the new listings rules
FCA announces continued heat on tackling financial crime
The FCA wants to target financial crime activities early to prevent the equivalent of the Great Fire of London. Here are our takeaways.
Countdown to the Consumer Duty 2024
As the 31st July deadline looms for closed products implementation and for board sign off on the annual board report, the FCA is publishing
Senior Manager presence in the UK
The FCA has highlighted how important that senior managers have sufficient UK presence to deliver on their reponsibilities.
FCA publishes final guidance on social media financial promotions
On March 26th 2024 the FCA published its finalised guidance (FG24/1) regarding financial promotions on social media. This new guidance...
Consumer Duty implementation findings
The Consumer Duty update provides details where the FCA found both good and poor practices implementing the Consumer Duty.
Q2 Authorisations operating service metrics are published
FCA publishes authorisation operating service metrics for Q2 2023
Review of rules extending SME access to the Financial Ombudsman Service
Review of Rules allowing SME access to the FOS published by the FCA
FCA makes significant form-filling changes for authorisations
Changes to the design of the FCA Form A
New and improved Form A is launched
Last week the FCA launched a new version of Form A, one of the most common forms used for Senior Management Function and Controlled...
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