top of page

RESOURCES
Events, opinions and information
Search


Nadine Waya joins Adempi Associates
Adempi is delighted to announce that Nadine Waya as their fourth partner. Nadine joins from Triple Point Investment Management where she was
Jul 1, 20242 min read


Countdown to the Consumer Duty 2024
As the 31st July deadline looms for closed products implementation and for board sign off on the annual board report, the FCA is publishing
Jun 27, 20241 min read


Adempi is highly commended at the 2024 EISA Awards
Adempi won the Highly Commended position for Best Legal or Regulatory Adviser to the EIS/SEIS industry at the EIS Association Awards 2024Â
Jun 24, 20241 min read


Senior Manager presence in the UK
The FCA has highlighted how important that senior managers have sufficient UK presence to deliver on their reponsibilities.
Jun 3, 20241 min read


Adempi nominated at the 2024 EISA Awards
Adempi shortlisted at the 2024 EISA Awards
May 31, 20241 min read


Changes to firm notification form (SUP 15)
Changes to the FCA firm notification form will improve the process and enable the regulator to act sooner
May 5, 20241 min read


FCA publishes final guidance on social media financial promotions
On March 26th 2024 the FCA published its finalised guidance (FG24/1) regarding financial promotions on social media. This new guidance...
Mar 28, 20242 min read


Consumer Duty implementation findings
The Consumer Duty update provides details where the FCA found both good and poor practices implementing the Consumer Duty.
Feb 22, 20242 min read


A letter to the Chancellor regarding High Net Worth Individual Investor rules
An open letter has been penned to the Chancellor criticising the changes to High Net Worth Individual Investor rules and criteria for...
Feb 1, 20242 min read


Applying for S21 Approvals: a VC round table
Did you know that any firm wanting to approve financial promotions for third parties, such as investee companies, must apply to secure a...
Jan 10, 20241 min read


Q2 Authorisations operating service metrics are published
FCA publishes authorisation operating service metrics for Q2 2023
Nov 17, 20231 min read


Review of rules extending SME access to the Financial Ombudsman Service
Review of Rules allowing SME access to the FOS published by the FCA
Oct 26, 20232 min read
bottom of page