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FCA makes significant form-filling changes for authorisations
Changes to the design of the FCA Form A
Oct 24, 20232 min read


New and improved Form A is launched
Last week the FCA launched a new version of Form A, one of the most common forms used for Senior Management Function and Controlled...
Oct 6, 20231 min read


Improving the Appointed Representative (AR) Regime with data
Additional data collection by FCA strengthens its approach to the AR Regime
Oct 4, 20232 min read


Adempi recognised as Best Training Provider
Adempi has been recognised as the 'Best Training Provider' in the compliance industry at the Compliance Register Platinum Awards 2023.
Oct 3, 20231 min read


Firms set to receive further FCA Financial Resilience Survey
In order to understand the affect the current financial climate is having on FCA solo-regulated firms the regulator is planning to send...
Sep 28, 20231 min read


FCA launches consultation to boost diversity and inclusion in the financial sector
The FCA and Prudential Regulation Authority (PRA) have today jointly published proposals to introduce a new regulatory framework to...
Sep 25, 20232 min read


Adempi's regulatory advice and training is shortlisted for industry award
Adempi is proud to announce that our regulatory advice and training services have been recognised for their excellence. Following...
Sep 20, 20231 min read


FCA publishes Policy Statement on Financial Promotions Approval Gateway
Gateway for firms who approve financial promotions for unauthorised persons will soon come in to force
Sep 15, 20232 min read


Consultation published regarding social media financial promotions
The FCA recently published a consultation on how its financial promotion requirements apply on social media. The purpose of this...
Jul 21, 20231 min read


Anti-greenwashing rules delayed to Q4 2023
The FCA has delayed the SDR Policy Statement, buying firms another valuable few months until the anti-greenwashing rule goes live.
Jul 18, 20231 min read


Asset managers criticised over liquidity management
Following its Liquidity Management multi-firm review the FCA has found that firms need to increase their focus on liquidity risk, as...
Jul 7, 20232 min read


Retail and pensions access to Long Term Asset Funds is widened
New rules are announced by the FCA to allow retail and pensions access to Long Term Asset Funds
Jul 3, 20232 min read
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