Winners announced of the 2021 Growth Investor Awards
The results of the 2021 Growth Investor Awards were announced at a black-tie ceremony at the Hilton London on Park Lane Hotel on 9th...
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Shortlisted for a Venture Capital award
We simply love working with venture capital firms. So, it's a delight to be shortlisted for Best EIS Legal or Regulatory Adviser
P2P Investing Summit 2021
We're delighted to confirm that our co-founder Dena Chadderton will be appearing at the P2P Investing Summit next week, organised by Peer-to
Advising on business relief opportunities
Assessing business relief opportunities can be a complex business. Individuals often approach financial advisers to guide them on the...
'Use it or lose it': the permissions review
n January this year the FCA warned firms of their “use it or lose it” policy. This reminded firms that the FCA could cancel the...
Consultation Paper: New Prudential Regime for Investment Firms
The much-awaited consultation paper on the new UK Investment Firm Prudential Regime (IFPR), was released in December. Full details can be fo
Confirmation of the ban on the marketing of speculative illiquid securities
It will be no great surprise that the FCA has confirmed that the existing temporary ban on speculative illiquid securities will be made...
Forbearance in the face of a pandemic
The FCA continues to focus on the consumer credit market in light of the ongoing pandemic and the effect it is having on retail borrowers....
Consumer Investments Market: a round table
Tuesday 9 November @ 10am Via Zoom Register here: https://us02web.zoom.us/meeting/register/tZ0oc-6urz0vEtcUb4OgFAyngItbgRQFzDFl If retail...
Adempi wins Best Regulatory or Legal Adviser
We are absolutely delighted to have been selected as this year's winners of the Best Regulatory or Legal Adviser to the EIS and SEIS...
Adempi makes the 2020 P2P Power 50
Each year Peer2Peer Finance News pulls together the list of individuals that have had helped to shape the peer-to-peer lending (P2P)...
Post-Brexit clarity is one step closer
With the transition period coming to a close and no certainty of any form of agreement, both the FCA and firms have had their work cut...
FCA launches the RegData platform
The transition of firms from Gabriel to RegData begins in October 2020. Firms will be moved in tranches to the new regulatory reporting syst
Adempi sponsors Growth Investor Awards 2020
Adempi returns as a sponsor of the 2020 Growth Investor Awards and will be sponsoring the award for Most Impactful Investment.
The KIDS (still) aren’t alright
Key Information Documents, KIDs, have been the source of much controversy. Now for the UK it seems that the tide is turning.
Here To Stay? Speculative Illiquid Security rules to be made permanent
the FCA has published the consultation extending the ban on speculative illiquid securities. This is so that the temporary intervention whi
Firm survey on Financial Resilience
The FCA is to survey 13,000 firms on the financial impact of Covid-19
Will the gap close? Safeguarding vs holding client money
more focus is being placed on an area that has needed looking at for some time: the difference between the CASS and the safeguarding rules
Regulatory reporting during lockdown
The FCA has updated the list of regulatory reports which they are willing to delay. Usefully for many this incluses the CASS audit...
Could conduct risk be amplified during lockdown?
We'll look at the ability of individuals to cause harm to its customers, the role of culture in managing this risk and the impact of the Sen
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