Sep 11, 20223 min readConsumer Duty: what are the deadlines?The 4 key Consumer Duty dates and key steps your firm can be taking at each point.
Aug 2, 20221 min readConsumer Duty: broadening the scope of care for retail customersThe FCA issued the final rules on the new Consumer Duty on 27 July 2022 in PS22/9: A New Consumer Duty. In a press release issued by the...
Mar 11, 20221 min readFCA publishes guidance to firms seeking to limit their liabilitiesThe FCA has warned firms using company or insolvency law to manage their liabilities that they could face regulatory action if their...
Jan 13, 20221 min readFCA plans for a new Consumer Duty On 7 December 2021, the FCA published its second Consultation Paper (CP21/36) on introducing a new Consumer Duty. This follows its...