Consultation Paper launched to improve protection for borrowers in financial difficulty
On 25th May 2023 the FCA published a Consultation Paper (CP23/13) setting out its plans to remove the current Tailored Support Guidance...
Events, opinions and information
On 25th May 2023 the FCA published a Consultation Paper (CP23/13) setting out its plans to remove the current Tailored Support Guidance...
In early October the FCA announced a consultation paper (CP22/19) to replace the current Financial Resilience Survey (formerly “Covid-19...
Adempi's guide on Governance for the Hybrid Workplace is the second of our three free guides for FCA-regulated firms returning to the office
Adempi’s guides raise the lid on what FCA regulated firms need to consider in managing a more dispersed workforce than ever before.
The FCA issued ‘Finalised Guidance 20/1 - Our framework: Assessing Adequate Financial Resources’ in June 2020 in a bid to ensure that...
The FCA continues to focus on the consumer credit market in light of the ongoing pandemic and the effect it is having on retail borrowers....
In June and August 2020, the FCA surveyed 22,500 firms in the first phase of it's Covid-19 Impact Survey. Those firms have been or will...
The FCA considers firms have had sufficient time to overcome the practical challenges to responding to consumer complaints.
It is now expected that firms will have a deadline of 31 March 2021 by which to have undertaken all certifications for the first time.
The FCA is to survey 13,000 firms on the financial impact of Covid-19
How ready is your wind down plan? You won't be alone if the need for such a plan sounds like a new development, but all of the regulator's
Gillian Roche-Saunders talks to Sophie Myers about business resilience and managing risk in tempestuous times - an excerpt from the CISI Re
The FCA wants to bring in new rules as soon as possible to help to safeguard customers' funds that are held with payment and e-money institu
The best outcome for both shareholders and customers of a firm occurs when it manages a wind down in an orderly manner, but knowing how to i
In our latest webinar with the CISI, we focus on the challenges that have arisen with protecting client money and client assets (CASS) durin
The FCA has updated the list of regulatory reports which they are willing to delay. Usefully for many this incluses the CASS audit...
We'll look at the ability of individuals to cause harm to its customers, the role of culture in managing this risk and the impact of the Sen
During our previous panel on maintaining corporate culture at a distance, attendees asked us to follow-up with tips on internal communicatio