May 27, 20202 min readWind down planning is here to stayHow ready is your wind down plan? You won't be alone if the need for such a plan sounds like a new development, but all of the regulator's
May 24, 20201 min readBolstering the Payment Services & E-money regimeThe FCA wants to bring in new rules as soon as possible to help to safeguard customers' funds that are held with payment and e-money institu
May 10, 20201 min readRegulatory Initiatives GridThe FCA has for the first time published a Regulatory Initiatives Grid which sets out the pipeline of regulatory change. The idea is to...
May 6, 20201 min readRegulatory reporting during lockdownThe FCA has updated the list of regulatory reports which they are willing to delay. Usefully for many this incluses the CASS audit...
Nov 18, 20191 min readThe scope of the client-dealing function under SM&CRthe scope of the client-dealing function goes wider than the CF30 function used to. If you looked at the initial definition, you would have