Jun 2, 20241 min readSenior Manager presence in the UKThe FCA has highlighted how important that senior managers have sufficient UK presence to deliver on their reponsibilities.
Jul 5, 20211 min readGood governance in the hybrid workplaceAdempi's guide on Governance for the Hybrid Workplace is the second of our three free guides for FCA-regulated firms returning to the office
Apr 20, 20211 min readHave you submitted your Directory Persons?The FCA has released a statement to highlight that 2,800 failed to submit Directory Persons' information by the deadline of 31 March and tha
Jul 1, 20202 min readExtended period to implement SM&CRIt is now expected that firms will have a deadline of 31 March 2021 by which to have undertaken all certifications for the first time.
Nov 18, 20191 min readThe scope of the client-dealing function under SM&CRthe scope of the client-dealing function goes wider than the CF30 function used to. If you looked at the initial definition, you would have